CIRO compliance software
Manage CIRO dealer compliance obligations
Manage dealer compliance obligations across CIRO rules, linking requirements to policies, controls, evidence, risks and accountable owners.
- Requirements
- Controls
- Evidence
- Risks & Gaps
- Actions
- Reporting
From obligation to operation
Make CIRO part of how the business works
Give dealer compliance teams a connected way to manage CIRO rules alongside related Canadian financial services obligations.
- Structure dealer obligations across relevant CIRO rules
- Link requirements to policies, controls, and evidence
- Connect risks and accountable owners to each obligation
- Track gaps and remediation without duplicating program work
Shared control
Third-party risk assessment
CIRO
Requirement mapping
OSFI
Requirement mapping
FINTRAC / PCMLTFA
Requirement mapping
Program structure
Keep the important work visible
Dealer obligations
Policies & controls
Evidence readiness
Accountable ownership
Connect CIRO to related programs
OSFI
Manage overlapping requirements across B-13, B-10, E-21 and other OSFI guidelines through a common set of controls, risks, evidence and actions.
ExploreFINTRAC / PCMLTFA
Manage AML/ATF obligations under the PCMLTFA and associated regulations, linking requirements to policies, controls, risks, evidence, training and accountable owners.
ExploreFSRA
Manage IT risk, operational resilience and related FSRA requirements for Ontario-regulated financial services through connected controls, risks, evidence and actions.
ExploreCIRO
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